Compliance Manager - RBI Regulatory - NBFC

- The candidate should oversee the organization's adherence to regulatory requirements, disseminate relevant guidelines, conduct internal reviews, manage regulatory inspections.

- Revise and implement compliance policies, provide guidance to business units, maintain a comprehensive training program, ensure the organization operates in conformity with all applicable laws and regulations.

Key Responsibilities:.

- Disseminate circulars / letters /advisories/ guidelines issued by the Regulator to relevant business units highlighting the regulatory requirements and monitor compliance of these guidelines.

- Perform compliance testing, internal compliance reviews & monitoring activities.

- Ensure strict adherence to all regulatory requirements, guidelines, and directives issued by the relevant authorities, including the Reserve Bank of India (RBI) and other regulatory bodies.

- Assist in managing regulatory inspections.

- Prepare reports for senior management and regulatory bodies as appropriate.

- Oversee the creation, revision, and implementation of compliance policies and procedures to ensure they are in line with changing regulations and industry standards.

- Periodically revising the Compliance program in light of changes in the needs of the organization, and in line with changing regulatory landscape.

- Monitoring & Reporting of Key risks forming part of Compliance Risk Assessment Framework.

- Assist Business Units in their day to day queries related to compliances.