Location - Goregaon (East), Mumbai
No. of positions - 01
Experience - 4-8 years
Salary - CTC upto 10 lacs p.a.
Responsibilities:
- Managing and heading the compliance, legal and secretarial department
- Preparation & timely submission of various forms, reports and other documents to Exchanges/Depositories
- Ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations & Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time
- Investor Grievances as per regulatory guidelines
- Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc.
- Reviewing & updating company forms and internal documents in line with applicable stock broking / DP guidelines with Exchanges, Depositories for routine matters
- Any other compliance, legal and secretarial matters as assigned from time to time
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