22/05 Subir Mitra
Co-Founder at LeanFlo Inc.

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Compliance Lead - Law Firm - LLB/CA/CS (2-6 yrs)

Mumbai Job Code: 700674

Job Responsibilities :

- Control and process audit experience in client servicing firms

- Work with senior stake-holders and understanding organisational position on matters like conflict issues, insider trading, regulatory risk and compliance issues

- Research on additional areas of risk/compliance requirement and coming up with ideas/recommendations to the management

- Team building and work with multiple functions to ensure proper implementation of all policies

Candidate's Profile :

- Consulting Background (Big 4 or similar Client Servicing Firms)

- Compliance back ground preferred (LL.B; CA; CS)

- Experience in handling operational and legal risk and compliance frame work of professional services organisation

- Experience in formulating and implementing policies on Risk and Compliance

- Overall personality to deal with senior members to ensure compliance of all policies and laying down processes to enforce and monitor compliance

- Good communication and presentation skills to interact and present to senior management

Women-friendly workplace:

Maternity and Paternity Benefits

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