Compliance Lead - Advisory Company Candidates with Prior Exp working with Capital Market Company will be preferred Job location is Jaipur Company : - Advisory Service company, based in Jaipur with a focus on creating wealth for its client. The company started in 2009 and has 30 + employees with an avg daily turnover of INR 600cr. They work primarily in the Derivatives Segment. - The leadership has a cumulative experience of more than 30 years in the finance market and dealing with HNI and UHNI's Compliance Lead : Knowledge : - Should have the understanding of how to recognize stock exchange work - Should have a basic understanding of NSE Spot and Derivatives exchange - Should have knowledge how AMFI and Semi Works - Exp of 3 to 5 year Qualification - Law graduate Work Location - Jaipur Work : - Making sure we are complying with the regulators like SEBI, AMFI, and private bodies like NSE, BSE, NSE CD, BSE CD, MCX, or any other recognized stock exchange we might plan to work later on - Understanding how new regulations are going to impact us - Coordinating with the Brokers and NSE at the time of the Audit - Drafting agreements with clients and distributors if need be and keeping the paperwork in place - Setting processes and systems to simplify Compliance - Coordinating with other departments for making agreements if need be - Checking and setting processes for communicating with the clients

Jaipur

Rajasthan

Compliance Lead - Advisory Services - Financial Markets - LLB 

Compliance Lead - Advisory Services - Financial Markets - LLB  ,Job Description for Compliance Lead - Advisory Services - Financial Markets - LLB  in COE Solution in  Jaipur Rajasthan for (3-5) years of experience. Apply Now!

Job Description for Compliance Lead - Advisory Services - Financial Markets - LLB  in COE Solution in  Jaipur Rajasthan for (3-5) years of experience. Apply Now!