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07/05 Payal
Partner at Premier Consultants

Views:507 Applications:119 Rec. Actions:Recruiter Actions:0

Compliance Head - NBFC (7-15 yrs)

Mumbai Job Code: 922607

This regarding opening with a Non Banking Financial Company as a NBFC compliance Head

Designation: NBFC Compliance Head

Education : MBA or CA/CS

Experience : 6+ years of work experience in NBFC compliance

Location: Mumbai

Job role:

- Develop and maintain regulatory policies and procedures under the Compliance Program, including review mechanisms to ensure its continued effectiveness in ensuring all applicable compliances by the company. Manage day-to-day operations of the Program.

- Ensure compliance with the statutory requirements and regulations prescribed by RBI / NHB and all other applicable legislation.

- Ensure implementation of compliance prescriptions at branches and process followed.

- Collaborate with cross-functional teams to facilitate the implementation of compliance requirements at all levels/processes of the organization and to direct compliance issues to existing channels for resolution.

- Ensure documents forming part of loan docket are in compliance with requirements of the RBI / NHB

- Good understanding of KYC & AML Directions, Fair Practices Code and Assets Liability Management.

- Establish and drive the implementation of Corporate Governance norms to ensure transparency in all operations.

- Assist in advising management of the legal, regulatory implication of proposed new initiatives of the Company.

- Experience in handling governance and compliance activities in the Banking and Financial Service-Related Industry.

- Help develop technology solutions to support the various Compliance programs.

If this excites you kindly mail me on or call me on 9924777720

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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