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07/05 Payal
Partner at Premier Consultants

Views:452 Applications:113 Rec. Actions:Recruiter Actions:0

Compliance Head - NBFC (7-15 yrs)

Mumbai Job Code: 922607

This regarding opening with a Non Banking Financial Company as a NBFC compliance Head

Designation: NBFC Compliance Head

Education : MBA or CA/CS

Experience : 6+ years of work experience in NBFC compliance

Location: Mumbai

Job role:

- Develop and maintain regulatory policies and procedures under the Compliance Program, including review mechanisms to ensure its continued effectiveness in ensuring all applicable compliances by the company. Manage day-to-day operations of the Program.

- Ensure compliance with the statutory requirements and regulations prescribed by RBI / NHB and all other applicable legislation.

- Ensure implementation of compliance prescriptions at branches and process followed.

- Collaborate with cross-functional teams to facilitate the implementation of compliance requirements at all levels/processes of the organization and to direct compliance issues to existing channels for resolution.

- Ensure documents forming part of loan docket are in compliance with requirements of the RBI / NHB

- Good understanding of KYC & AML Directions, Fair Practices Code and Assets Liability Management.

- Establish and drive the implementation of Corporate Governance norms to ensure transparency in all operations.

- Assist in advising management of the legal, regulatory implication of proposed new initiatives of the Company.

- Experience in handling governance and compliance activities in the Banking and Financial Service-Related Industry.

- Help develop technology solutions to support the various Compliance programs.

If this excites you kindly mail me on or call me on 9924777720

Women-friendly workplace:

Maternity and Paternity Benefits

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