Hiring for a Global Asset Management Company Roles & Responsibilities : - Managing the monitoring, administration, and completion of regulatory filings across the globe. - Assisting in the preparation and filing of periodic regulatory reports, including daily filings. - Analyze new and existing global regulatory reporting requirements and figure out how to create a process and source content for the reporting. - Overseeing the maintenance, monitoring, and administration of the firm's Code of Ethics, including the use of the StarCompliance system for monitoring employee's personal securities transactions, gifts and entertainment reporting and various other disclosures. - Coordinating the StarCompliance system across global compliance teams and responding to employee questions concerning the Code of Ethics. - Monitoring controls related to fraud, market abuse, and managing of conflicts of interest. - Assisting with administration of the overall compliance program, including management data reporting, and completing special projects and ad hoc assignments.

Mumbai

Compliance Analyst - Asset Management Firm 

Compliance Analyst - Asset Management Firm  ,Job Description for Compliance Analyst - Asset Management Firm  in Skillventory in  Mumbai for (1-10) years of experience. Apply Now!

Job Description for Compliance Analyst - Asset Management Firm  in Skillventory in  Mumbai for (1-10) years of experience. Apply Now!