24/09 Sakshi Ranawat
Senior Associate - Recruitment at Arin Consultancy

Views:319 Applications:84 Rec. Actions:Recruiter Actions:0

Company Secretary - Wealth Management Firm (15-25 yrs)

Mumbai Job Code: 850970

- Act as Company Secretary of (company listed on exchanges)

- Ensure compliance of applicable regulations, primarily SEBI LODR Regulations & SEBI (Prohibition of Insider Trading Regulations)

- Ensure Compliances under Companies Act, 2013 for & Subsidiaries

- Manage all Board related matters of the Group, including Board Matters of material subsidiaries into Asset Management and NBFC Business - which shall include

- Co-ordination with Board of Directors

- Convening of Board & Committee Meeting(s)

- Implement best governance practices as followed by industry and / or as advised by Board

- Maintenance of all statutory records & ensure due filing of all returns and forms

- Ensure Listed Company requirements including the convening of AGM, payment of dividends, approvals through postal ballot, if any, periodic disclosure to exchanges

- Effective implementation of Prohibition Insider Trading process and controls, including periodical review of designated persons, monitoring the Company's employee dealing software and approvals made thereunder and guiding the management on SEBI regulations on the same

- Implementation of ESOP System including granted related process, supervise the ESOP software with respect to vesting, exercise, allotment, credit of shares & listing

- Handle special corporate actions, if any like a merger, demerger, transfer of business undertaking, capitalization

- Ensure RBI Filing and compliance relating to an investment in offshore subsidiaries including the periodical filing of Annual performance report and returns

Job Skills and Qualification:

- Member of the Institute of Company Secretaries of India, with at least 15 years post qualification experience in the financial services industry

- Demonstrate Leadership and Decision-making abilities

- Team Leader - managing more than 5-member team of qualified and experienced Company Secretaries

- Demonstrate Effective Communication skill with Board Members, Regulators, Stake Holders, Inter-Department and with Management

- Deadline and detail-oriented

Reporting: To Chief Operating Officer/ Chief Compliance Officer

Women-friendly workplace:

Maternity and Paternity Benefits

Add a note
Something suspicious? Report this job posting.