Company Secretary/Compliance Officer - Alternate Investment Funds Regulations

Company Secretary [ Alternate investment funds Regulations] - For Chennai - 4yrs PQE

Key Responsibilities :

- Assisting in compliance as per Companies Act, 2013, SEBI AIF regulations and any other regulations as may be applicable to alternative investment funds and its asset manager/sponsor from time to time.

- Liaising & dealing with Statutory and regulatory authorities such as ROC/RBI /SEBI etc.

- Familiar with IFSC and GIFT city compliances.

- Assist in reporting to the Board and liaison with Board of directors, internal & external stakeholders.

- Conducting of Board, general and other committee meetings.

- Drafting of minutes of Board, general and other committee meetings and follow up actions thereof.

- Must be proficient in filings required under SEBI AIF Regulations, Companies Act, 2013, FEMA etc. and handling the website of SEBI Intermediary Portal, RBI, RBI-FIRMS Portal and the Ministry of Corporate Affairs etc.

- Involved in drafting internal policies such as KYC AML Policy, ESG Policy, Insider Trading Policy etc.

- Should keep abreast with the latest regulatory changes/ requirements and adhere to such requirements.

- Ability to assess, review and develop framework, processes and policies.

- Maintenance of statutory registers and manage tasks related to securities, their transfer and transmission.

- Manage internal and statutory audits on regular basis.

- Assisting in investment process by AIF and assist to review and maintenance of transaction documents, conditions precedent and subsequent in relation to investment by AIF.

- Assisting in maintenance of all documents in relation to receipt of investment by AIF and reporting by AIF to its Trustee, contributors and to the regulators.

- Assisting to do research under SEBI AIF Regulations, Companies Act, FEMA, regulations related to investment in AIF from various countries and various sectors, and further investment by AIF etc.

- Other operational works like reporting by AIF, work related to investment by AIF and receipt of investment by AIF, charge execution, maintenance and tracking etc.

- Any other secretarial and operational support to the Company's existing structure.

- Possess good inter-personal skills and maintain cordial relationships with internal and external stakeholders.

- Must be proficient in filings required under SEBI AIF Regulations, Companies Act, 2013, FEMA etc. and handling the website of SEBI Intermediary Portal, RBI, RBI-FIRMS Portal and the Ministry of Corporate Affairs etc.

AIF IS MUST :

- Desired Candidate Profile : Within 8 yrs post qualification CS experience

- Willing to relocate chennai

- Work from office

Perks and Benefits : As per norms - Open and negotiable

Role : Company Secretary / Compliance Officer

Industry Type : NBFC

Functional Area : Finance & Accounting

Employment Type : Full Time, Permanent

Role Category : Accounting & Taxation

Education :

PG : CS in CS

Key Skills : company secretary, Alternate investment. AIF, SEBI