- Ensuring compliance with statutory and regulatory requirements under the Companies Act 2013 and various regulations applicable under Reserve Bank of India Master Directions applicable to NBFC - Responsible for secretarial and corporate compliances such as preparations of the Board/ Committees/General meetings - Notices, agenda, minutes, physical arrangements, etc. - Responsible for drafting of annual reports, filing of annual returns with ROC/ MCA and RBI - Responsible for compliances with respect to exchange in accordance with Securities and Exchange Board of India (Listing Obligations and Disclosure requirements) Regulations 2015 - Maintaining records, statutory filings, other secretarial compliances and such other activities delegated from time to time - Drafting and implementation of various Board level policies required either under Companies Act, or as prescribed by RBI; - Responsible for maintaining statutory registers of the Company as required under Companies Act - Deal with correspondence, collate information and write reports, ensuring decisions made are communicated to the relevant Company stakeholders - Keep track of and disseminate updates on regulatory and other statutory requirements on an ongoing basis to prevent violations thereof. - Handling entire gamut of RBI compliances including handling of inspection by regulators - Liaise with internal and external auditors for internal audits / statutory audit etc. - Formulating and implementing Compliance Framework and ensure compliance with the statutory provisions and improve compliance levels Qualified Company secretary - CS with 4-7 years of experience of experience in secretarial and compliance function - Sound knowledge of corporate laws, regulations with respect to RBI - Work experience in the financial services (NBFC) industry preferred. - Positive attitude, socially effective - Assertive and hard working - Result oriented

Mumbai

Company Secretary & Compliance - NBFC 

Company Secretary & Compliance - NBFC  ,Job Description for Company Secretary & Compliance - NBFC  in Exponent Consulting in  Mumbai for (4-9) years of experience. Apply Now!

Job Description for Company Secretary & Compliance - NBFC  in Exponent Consulting in  Mumbai for (4-9) years of experience. Apply Now!