Cognizant - Chief Compliance Officer

- The CCO is responsible for the development, implementation, and oversight of all activities related to CMSCs adherence to the laws, regulations and policies that govern its business;

- The CCO is responsible for CMSCs Compliance Management System and responsible for the coordination of proposed, pending, and final regulatory updates and compliance changes in the finance industry;

- The CCO is responsible for the identification and organization of information and resources related to compliance requirements and policies; for the communication and training on the importance of compliance in general; and for the development of policies, procedures and standards related to the compliance program;

- Additionally, the CCO is responsible for identifying and assessing areas of compliance risk for CMSC and developing and implementing plans to reduce risk and maintain compliance;

- Train advisory personnel on regulatory compliance matters to enhance understanding and awareness throughout the organization;

- Maintain systemic records of CMSCs compliance program in the event of an outside audit and/or regulatory examination;

- Interface with regulators, examiners, and outside legal counsel as matters pertain to job duties;

- Perform other compliance duties as directed by president and Board of Directors;

- The CCO will report to the President of CMSC and its Board of Directors.