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17/02 Subramanian S
Assistant Manager at Hector & Streak Consulting Private Limited

Views:457 Applications:66 Rec. Actions:Recruiter Actions:7

Chief Operations Officer - Broking (12-15 yrs)

Ahmedabad/Gujarat Job Code: 798396

CHIEF OPERATIONS OFFICER (COO) - 12-15 years

LOCATION: AHMEDABAD

KRA:

- To manage complete back office operations including setting up processes and controls for all the market segments in equity, F&O, commodities & currency. Back office support will also be required for third party products like Mutual Funds, Insurance, FD etc.

- To manage overall functioning of the account opening process (KYC); depository operations; clearing and settlement of trades.

- To set up processes and put in place review systems for manual processes with key focus on process standardization & automation

- To implement policies and procedures for risk management (market and operational), surveillance, trade settlements, reconciliations and collateral management

- To handle all type of Audits and ensure that all regulatory requirements are complied with.

- To evaluate new products, solutions & technologies and get it implemented.

Key requirements

- Must have 12+ years of experience in the Financial Services Sector preferably in a Stock Broking Firm.

- Having thorough knowledge of compliance regulation with respect to Equity/ Commodities/ Currency/ Depository and other applicable regulatory guidelines.

- Must have necessary NISM Certifications.

Education Qualification - Post Graduation preferably in Finance. Candidates with CA/CS/ ICWA degree would be given preference.

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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