Chief Operating Officer - Business Regulatory Projects & Banking Operations Head

COO & Head Business Regulatory Projects & Banking Operations

- Spearhead management, oversight, and successful delivery of regulatory projects through effective thought leadership.

- Working closely with CEO to drive agility, discipline, ownership in regulatory projects and efficiency in banking operations.

- Drive a robust 3rd party vendor oversight and affiliate management program.

- Represent business on bank's governance committees as needed.

- Responsible for management of banking operations processes relating to deposit, secured lending and security transaction processing and reporting complete OFAC screening, etc

- Ensure effective program management (and documentation) in place, including definition of principles, tools, processes, roles and responsibilities and effective communication and management protocols of risks, issues, and changes.

- Oversight of operations requirements of the Bank ensuring full compliance with all bank policies including affiliate management program, 3rd party vendor oversight, policy framework & project management office reporting of projects to address regulatory mandates

- Oversight of Power of Attorney (POA) delegation and signature approval authorities.

- Lead the bank's program to manage third party relationships as well as the bank's affiliate management program.

- Ensuring compliance within the aggressive timeframes committed to regulators (RBI), and internally to the board and senior management of the bank.