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26/02 Payal
Partner at Premier Consultants

Views:452 Applications:75 Rec. Actions:Recruiter Actions:11

Chief Manager/AVP - Compliance - NBFC (8-15 yrs)

Mumbai/Navi Mumbai Job Code: 802572

This is regarding the opening with an upcoming NBFC as a Head Compliance

Role : Chief Manager/ AVP Compliance

Experience : 8 to 10 years of work experience on Compliance of Corporate Governance norms as prescribed under various Corporate and Other Business Laws and RBI regulations and guidelines related to NBFC

Education : CS or MBA

Industry : BFSI only

Location : Mumbai

Job Role

- Drafting and review of all policies and agreements as per applicable compliance framework

- Conducting internal compliance review and monitoring activities, including periodic review of Department.

- Obtaining data from various departments, review of the same before submission to RBI during inspection.

- Assist in advising management of the legal, regulatory implication of proposed new initiatives of the Company.

- Liaising with various regulatory and government bodies for approval updates and ad hoc requests/query

- Dealing with queries raised by RBI or any other statutory bodies

- Highlight alleged violations of RBI laws, rules and regulations applicable to NBFCs and recommend procedures for corrective action.

- Liaise and build relations with the Registrar of Companies, Reserve Bank of India Depositories, and other statutory authorities; Periodically provide returns/forms required by them.

- To provide advice to management on good governance practices and compliance of Corporate Governance norms as prescribed under various Corporate and Other Business Laws and regulations and guidelines

- Preparing and providing Compliance report on a regular basis.

Women-friendly workplace:

Maternity and Paternity Benefits

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