Chief Compliance Officer

CHIEF COMPLIANCE OFFICER

Key Responsibilities:

Regulatory Compliance:

- Develop and implement compliance policies and procedures to ensure adherence to applicable laws and regulations.

- Monitor changes in the regulatory environment and assess their impact on the organization's operations.

Governance and Risk Management:

- Establish a compliance framework to identify, assess, and mitigate regulatory risks.

- Conduct regular compliance audits and risk assessments to ensure operational integrity.

Internal Controls:

- Oversee the implementation of internal controls to monitor compliance with corporate policies and regulatory requirements.

- Ensure timely reporting of compliance issues and recommend corrective actions.

Training and Awareness:

- Design and deliver compliance training programs to educate employees on regulatory requirements and ethical practices.

- Promote a culture of compliance and accountability across the organization.

- Regulatory Liaison