Broking Risk Management Role

Broking Risk Management

- Leading the team of Broking Risk Management

- Ensure operational risk management

- Develop policy framework, processes & systems for effective risk management of the retail equity broking business

- Development of score cards, metrics & dashboards to understand portfolio behavior.

- Responsible for Scrip Profiling, Client Profiling, Periodic Flushing

- Monitoring and optimizing Margin utilization

- Responsible for tracking, monitoring & analyzing portfolio

- Regular reporting of MIS to senior management like aging reports, debit reports and NLV reports

- Supervising and mentoring the risk team to ensure efficient implementation of processes

- Liasoning with the software vendor for changes / enhancements in the risk management system

- Liasoning with the business for understanding the business requirements & recommending changes in policies and processes to support the business

- Resolving all audit related queries for the department

- Ensuring all compliance requirements from the risk perspective like temporary funding, dealer codes etc., are reported to the exchange

- Scrip Profiling, Client Profiling, Margin Monitoring & Flushing.