AVP - Regulatory Reporting - BFS

Our Client combines technology with accounting expertise to create smart, simple solutions for investment operations through rigorous processes and innovative technology. Since 2003, they have transformed the most complex operational problems into seamless solutions across virtually every asset class, currency, border, or structure imaginable.

We are looking at candidates who can join at the earliest.

Location - Bangalore

Job Description:

Responsibility / Knowledge / Requirements:

- Understanding of regulations and interpretations like Form PF & CPO PQR reporting, AIFMD /Annex IV & SFTR (Knowledge of Regulatory Framework)

- Reviewing & validating various regulatory reports that are required for submission/filings to Identify potential compliance risks and effectively escalate to appropriate individuals

- Hands on experience in filing these reporting for large clients and good understanding of multiple asset classes and fund accounting

- Individual will be responsible for obtaining data from Fund managers for preparation of regulatory filing requirements

- Should analyse the data and prepare the report including uploading and validating data where required and investigation of any ad-hoc issues

- Continuously liaising with the fund managers for consulting the regulation related queries - Should monitor the regulatory updates from the SEC (Securities Exchange Commission), NFA (National Futures Association), ESMA etc

- Should interpret the regulations and ensure the system has been upgraded accordingly - Responsible for the development of system automation.

- Monitor and stay knowledgeable of industry, regulatory, and accounting developments and issuance of new reporting requirement standards

- Ensure quality assurance is integral across all deliverables to ensure reporting is in compliance with the regulations

- Good understanding of DTCC GTR and Una Vista functionaries

- High level of numeracy and literacy, attention to detail and well-developed analytical skills

- Excellent communication and presentation skills and ability to communicate across multiple regions.

Key Skills - Form PF & CPO PQR reporting, AIFMD Reporting

Education- MBA,CA,CFA

Industry- BFSI

Experience - 10-15 years

Salary - Upto 30 LPA