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02/06 HR
HR at Michael Page

Views:2320 Applications:107 Rec. Actions:Recruiter Actions:0

AVP - Regulatory Compliance - Financial Services (12-16 yrs)

Delhi Job Code: 578988

Industry - Financial Services

Job Type - Permanent

Job Description - This financial services, the compliance officer will support the Director of Compliance with all necessary reporting and business requirements in the Delhi NCR. It will be an exciting, challenging role with plenty of variation

Client Details

Our client is a large MNC Financial Services firm with strong presence in Delhi NCR. With expansion in their global business and focus on India, an excellent opportunity has come up in Regulatory Compliance for their center

Description

- Reviewing Client Identification Program (CIP)/ Client Onboarding escalations and providing advice to ensure compliance with India and internal AML policies


- Conducting Enhanced Due Diligence (EDD) on prospective and existing clients to identify issues presenting potential legal, regulatory, sanctions or reputational risk, primarily utilizing publicly available data sources, vendor reports and reviewing client documentation


- Managing document retention in accordance with applicable AML regulations and firm policies


- Updating, drafting and implementing applicable KYC/Client Onboarding policies and procedures


- Providing training to employees on KYC/Client Onboarding related topics


- Collaborating closely with the global Anti-Money Laundering/Suspicious Activities Group, the Government Sanctions Group, the Anti-Bribery Group, the Electronic Communications Surveillance Group, and the Global Surveillance Group

Profile

- Prior experience in AML compliance, and a total of 12 plus years of relevant experience


- Knowledge of India CIP/ Client Onboarding and relevant regulations


- Good understanding of the securities industry and investment products, including all major asset classes, options, swaps, and futures


- Strong analytical, investigative and risk assessment skills


- Ability to prioritize demanding workflows, detailed-oriented and well organized

Job Offer

This financial services, the compliance officer will support the Director of Compliance with all necessary reporting and business requirements in the Delhi NCR. It will be an exciting, challenging role with plenty of variation

Contact - Akida Wahi

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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