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04 Mar 2021

06/02 Kaydee
Director at Pinnacle Search Services Posted in
Legal Jobs

06 Feb 2021; Job Code: 889580; Location: Delhi NCR

Views:864 Applications:210 Rec. Actions:Recruiter Actions:9

AVP - Regulatory Compliance - Bank (14-18 yrs)

Delhi NCR Job Code: 889580

Full time MBA or CA/CS with min 14 years of experience in Compliance with a Bank, NBFC

- Develop and maintain regulatory policies and procedures under the Compliance Program, including review mechanisms to ensure its continued effectiveness in ensuring all applicable compliances by the company. Manage day-to-day operations of the Program.

- Collaborate with cross-functional teams to facilitate the implementation of compliance requirements at all levels/processes of the organization and to direct compliance issues to existing channels for resolution.

- Ensure compliance with the statutory requirements and regulations prescribed by RBI and all other applicable legislation.

- You should be able to independently draft compliance checklists, manuals, and other regulatory documentation.

- Highlight alleged violations of RBI laws, rules and regulations applicable and recommend procedures for corrective action.

- Maintaining and organize compliance records in consonance with internal control and audit mechanisms.

- Establish and drive the implementation of Corporate Governance norms to ensure transparency in all operations.

- Assist in advising management of the legal, regulatory implication of proposed new initiatives of the Company.

- Experience in handling governance and compliance activities in the Banking and Financial Service-Related Industry.

- Good understanding of deposits, Fair Practices Code and Assets Liability Management.

- Help develop technology solutions to support the various Compliance programs.

- Develop and disseminate Compliance and risk training and ongoing communications that help drive the Company's culture of compliance.