Location : Mumbai/BKC
Position Title : Associate Vice President
Function : Operations
Reports to : Associate Director (Operations)
Reportees : 7 Nos
Qualifications :
- CA (must), CS & CA combination preferred, OR MBA/PGDBM with specialization in Finance and CA.
Work Experience (highlight) :
- Work experience of 7-8 years in operations in Merchant Banking Division of any company of repute or should have 7-8 years of experience in working in operations of debt capital market. He/she must have exposure & experience in dealing with various exchanges issuers, dealers, investors .
Core Purpose of the Role :
- Overseeing processing of primary issuances (Commercials paper / Non-Convertible Debentures), Capital gain bonds, FDs, RBI Bonds
- Overseeing End to End IPO Process (From Lead manager perspective and from bidding perspective and final recon)
- Overseeing Operational Process for Other products (ICD, Valuations, Advisory etc)
- Should have knowledge of Electronic bidding platform, assist dealers and team in execution, bidding and settlements through exchange
- Oversee distributor appointments for various products
- Timely statutory (RBI and SEBI) and other reporting's (Rating agencies) should be done
- Responsible for periodic MIS
- Empanelment with various organizations
- Manage routine compliance issues related to division
- Liaison with exchanges/ distributors/ Issuers and authorities like SEBI/NSE/BSE/NSDL/CDSL/RBI/ Registrars/Trustees/Legal Counsels/ROC/Rating Agencies - Updating team about any CP/ NCD new guild lines as per SEBI/ Co Act/ RBI
- Partner software development (Co-ordination with software vendor, UAT for new requirements)
- Resolving auditors queries
Talent Attribute :
- People skill, team player
- Excellent Communication
- Problem Solving Approach
- High Team Spirit
- Decision Making
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