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21/05 Pratibha
HR at New Era

Views:272 Applications:74 Rec. Actions:Recruiter Actions:1

AVP - Legal & Compliance - BFSI - LLB (6-12 yrs)

Bangalore Job Code: 927701

- Scan for legal and regulatory instruments issued by relevant authorities, including laws, subsidiary legislations, directions, guidelines, codes, practice notes, circulars and information papers

- Prepare the legal and regulatory instruments received for dissemination within the day e.g. summarise the information, propose risk rating, etc

- Establish procedures to ensure adherence to policies and manage RC risk

- Provide RC support in Global and Regional projects as part of the Compliance Transformation Programme

- Support Group and Regional conduct programmes and implementation of local regulatory requirement e.g. lead implementation and coordinate for banks including preparation of response on advisory work

- The responsibilities may change from time to time according to directions from the Group, Region or authorities and not limited to those described in the Role Purpose

- Degree/Master or equivalent professional qualification preferably in Law, Accounting, Management or Finance, or similar fields

- Total 12+ years of experience with more than 6 years of experience working in Compliance including providing advice on regulations

- Good understanding in risk management or regulatory compliance risks

- Previous experience in an audit or assurance role is an advantage

- Good technical knowledge in relation to RC systems and processes

Women-friendly workplace:

Maternity and Paternity Benefits

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