AVP - Financial Crime Risk Management - Banking & Capital Markets Firm

In this role, you will be a responsible leader for leading delivery & driving & catering to growth in Financial Crime Compliance in Risk/Analytics providing services in AML/KYC for corporate and consumer clients and work extensively with Functional leaders

Responsibilities :

- Leading delivery for AML and KYC operations, define & drive strategic roadmap for the business

- Ability to partner with various service providers like SAS, Actimize, LN and build client solutions

- P&L Owner of the Business & operate the Business as per Operating Plans

- Establish key relationships with key client and G partners. Handling hiring, training and leading FCC talent

- Work closely with Practice to evangelise scalable solutions in the Financial Crimes domain & strengthen the value proposition

- Provide thought leadership and detailed execution on diverse projects

- Identifies areas of risk and make recommendations on operational improvements, quality assurance and any additional training crucial to mitigate risk. Seeks ways to assist the organization in strengthening customer due diligence and PEP screening process, remain compliant and improve efficiency.

- Ability to mentor resources to conduct detailed investigations to remediate KYC files for variety of entity types like Sole traders, PLCs and Partnership.

- Independently work to resolve discrepancies with clients and departments or individuals throughout the firm.
 
Minimum qualifications :

- CAMS certification and prior experience of leading delivery in FCC

- Experience in building, appraising and handling Service Delivery of regulatory compliance teams with a span of 400+ FTEs!

- Excellent Communication and phenomenal teammate

- Demonstrate domain as well as technical understanding of the principles of Anti-Money Laundering and Know Your Customer Compliance. This includes, extensive and in-depth knowledge of regulations that impact banks in areas relating to Client On-Boarding and Financial Crimes

- Experienced in tools like Actimize, RDC, Lexis Nexis, Company House and Dow Jones

- Understanding the requirements of CDD, EDD (Enhanced Due Diligence), and CIP (Customer Identification Program) to ensure compliance under the regulations

- Knowledge of various business divisions/platforms pertaining to BSA/AML (Bank Secrecy Act/ Anti Money Laundering)

- Ability to exercise independent judgment and discretion handling highly critical casework

- Excellent team-building and interpersonal skills

- Attention to detail & risk identification

Preferred qualifications :

- Implementation experience of RPA/ digital in KYC and AML operations preferred

- Exposure to multiple platforms and technology