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15/06 Aarti Sharma
HR at Impeccable

Views:6214 Applications:129 Rec. Actions:Recruiter Actions:34

AVP - Compliance Manager - Bank (5-14 yrs)

Mumbai Job Code: 462257

Job Description

- Handling Compliance for Depository Participant product for Axis Bank

- Ensure compliance of all regulatory / internal guidelines including regulatory periodic filing, reply to regulatory letters / circulars within the deadline time specified by the regulator.

- Handle directives received from statutory authorities

- Handle inspection of SEBI / NSDL / CDSL

- Handle various internal audits and timely closure of Audit reports

- Smooth conduct of Concurrent Audit and timely closure of all Concurrent Audit observations

- Analysis of customer complaints and resolutions while ensuring that the error control and risk control measures are in place.

- Follow up with Branches on various compliance matters

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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