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Recruitment Consultant at Hcapital
Views:1629 Applications:70 Rec. Actions:Recruiter Actions:8
AVP - Compliance - Broking Firm (10-16 yrs)
- The responsibility of this role is to ensure compliance in the respective business and monitor on continuous basis.
- The scope of this role includes vetting of KYC documents, client agreements, terms of business, referral agreements and disclaimers, vetting different business products, support in legal and litigation related assignments,
- Role also involves handling Exchange/SEBI enquiries and inspections and surveillance related activities.
This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.
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