- Perform special projects and assist business units in evaluating and improving business processes. Presenting key observations in Audit Committee meeting. - Handling Regulatory Inspection & External Auditors for Process & Compliance review. - Risk based Audit- Planning and ensuring completion of Annual Audit schedule. - Monitoring, Review, Finalization of audit performed by the team. - Ensuring all Regulatory Compliance are embedded and adhered by respective functions. - Team Management- Resource planning, Recruitment, Training and Supervision of Team. - Conducting process Audit of various functions and help in streaming Company`s processes. - Monitoring Key Risk indicators and highlighting key risks on regular basis. - Evaluate the effectiveness of internal control policies and influence best practice change by utilizing root cause analysis of audit results across multiple units.

Mumbai

AVP - Audit - Broking/Securities Firm 

AVP - Audit - Broking/Securities Firm  ,Job Description for AVP - Audit - Broking/Securities Firm  in Global Advantage Solutions in  Mumbai for (8-18) years of experience. Apply Now!

Job Description for AVP - Audit - Broking/Securities Firm  in Global Advantage Solutions in  Mumbai for (8-18) years of experience. Apply Now!