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09/08 Priya
Accounts Manager at Live Connections

Views:458 Applications:28 Rec. Actions:Recruiter Actions:5

Auditor - Regulatory Compliance - EMIR/Dodd Frank - Investment Bank (6-10 yrs)

Bangalore Job Code: 480868

We have an opportunity with investment bank in Bangalore.

Location - Bangalore.

Exp-6-10 yrs

- Lead client audit engagements, which include planning executing, directing, and completing financial audits.

- Develop and implement accounting principles and accounting and reporting rules applicable to financial statement presentation.

- Supervise, train and mentor Associate and interns on audit process.

- Research and analyse financial statement and audit related issues.

- Responsible for client management, research and gather information, resolve problems, and make recommendations for business and process improvements.

- Supervises junior auditors assigned to engagements providing guidance and overall review of deliverables

- Review the evidence of audit conclusions are ensure they are well-documented

- Communicate assigned tasks to engagement team in a manner that is clear and concise and ensure the deliverables are of high quality, accurate, and efficient

- Dedicate focus on professional growth and take on more challenging assignments, in line with standard audit career progression - Updates job knowledge by being aware of new regulations; participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations

- Banking operations with focus on Corporate & Investment Banking, Trade Services, and Securities Business.

- Fair understanding on the Banking regulations such as Dodd Frank regulation, EMIR, Volckers regulation

- Fair understanding of the statutory and regulatory norms applicable to banking business

- Annual risk assessment and audit planning

- Quality initiatives within audit function

- Working on multi-location regional and global audit with large team.

- Working on Integrated audit

- Monitoring audit recommendations

- Statutory and regulatory norms applicable to banking business

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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