Posted By
Nidhi Gupta
Assistant Manager - Recruitment at Virtuoso Staffing Solutions Pvt Ltd
Last Login: 25 April 2024
98
JOB VIEWS
17
APPLICATIONS
2
RECRUITER ACTIONS
Posted in
Banking & Finance
Job Code
1136985
Responsibilities:
The incumbent is responsible for the execution of risk, compliance and the System of Quality Management for the Firm and will:
- Manage the implementation of the System of Quality Management (including coaching support to quality functions and process owners)
- Implement ongoing monitoring activities through related compliance testing and reporting of exceptions, action plans and conclusions
- Support periodic compliance and quality reviews
- Perform root cause analysis to identify and address audit quality issues
- Facilitate and monitor implementation of remedial actions to prevent quality findings from recurring and help identify good practices as part of continuous improvement
- Prepare required reports for assurance leadership, network and regulators as necessary
- Facilitate the understanding of and compliance with applicable laws, regulations and professional standards
- Facilitate, implement and monitor compliance with Organisation network and local policies and procedures to manage risk, enhance quality control and comply with law, regulation and professional standards
- Qualification: CA/ACCA or similar qualification
- Experience: 8+ years of experience for Associate Director
Didn’t find the job appropriate? Report this Job
Posted By
Nidhi Gupta
Assistant Manager - Recruitment at Virtuoso Staffing Solutions Pvt Ltd
Last Login: 25 April 2024
98
JOB VIEWS
17
APPLICATIONS
2
RECRUITER ACTIONS
Posted in
Banking & Finance
Job Code
1136985