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14/10 Pragati Sharma
Human Resource at AU Small Finance Bank

Views:3679 Applications:138 Rec. Actions:Recruiter Actions:41

AU Small Finance Bank - Manager - Business Compliance (4-7 yrs)

Jaipur/Rajasthan Job Code: 753691

AU Small Finance Bank-Manager-Business Compliance- Jaipur


- Review all the new product note as per the applicable regulatory guidelines and ensure monitoring the non- compliance if any

- Identification of areas where compliance risk may increase due to change in regulatory guidelines. Assessment of such risk, formulating procedures in consensus with respective stakeholder to mitigate such risks

- Handle business queries on interpretation of regulation and management of RBI customer complaints independently

- Reviewing bank's policies/ procedures on adherence with the regulatory guidelines

- Track and ensure that all regulatory guidelines with accurate actionable have been published to respective departments

- Streamline process of Compliance Certification across business units. lapses in the business units through compliance certificates and fix the issues identified

- Performing/ reviewing/ monitoring Compliance testing of respective business areas/units as per the plan. Identifying compliance lapses and recommends changes. Publication of compliance testing report to senior management and track the open point for early closure.

- Training to business team on change in RBI guidelines and impact on existing policy and business

- Ensure all MIS/Dashboards are published with accurate as on date status to the senior management

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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