Opening is with leading investment banking firm. Divisional Overview: Internal Audit independently assesses the firm's internal control structure. We provide assurance that financial reporting is reliable, that there is compliance with applicable laws and regulations and that the firm's operations are effectively controlled. We assist management in commercially managing risk by providing advice in developing control solutions and monitoring the implementation of management's control measures. IA assists the firm's Board of Directors- Audit Committee in fulfilling its oversight responsibilities and regularly interacts with the external independent auditors. Internal Audit is organized into global teams of business and technology auditors: - Securities- covers the firm's Equities, Fixed Income, Currency and Commodity trading businesses, Investment Banking and Global Investment Research businesses; and related supporting control functions such as Operations, Technology, Product Control and Compliance. - Investment Management - covers the firm's Investment Banking, Global Investment Research, Private Wealth Management, Asset Management and Merchant Banking businesses. - Corporate - covers the firm's Risk Management, Corporate Governance, Finance, Legal, Compliance, Compliance, Regulatory Reporting, Human Capital Management, Services and the Executive Office. - Technology Infrastructure - covers, Infrastructure, Technology Risk, Governance and Enterprise Platforms. Job Responsibilities: For each assigned review you will report to an experienced project manager. You will be expected to: - Assist the risk assessment, scoping and planning of a review. - Assist in executing the review. Specifically focusing on the following: - Analyze the design of controls around the underlying system architecture in the context of information technology controls and its impact on the business. - Analyze the business and technology processes to evaluate the design and effectiveness of the relevant technology controls by designing and executing tests to validate identified system control features, which may require data analysis, code inspection and re-performance of system processes. - Document the results of the test steps executed within the IA automated document project repository as per the departmental guidelines. - Assist in vetting audit observations - Assist in tracking, monitoring and recording remediation of risks identified in reviews. Business knowledge / Qualifications - BE/B Tech/MCA/MBA in Systems/MSc or equivalent University degrees in technology. - 4-6 years of relevant experience in application technology audit, application development, SQA, information security, technology consulting or other relevant industry experience. - Technology audit skills including an understanding of: - System Development / Programming Languages - Databases - System Architecture (Distributed/Messaging) - Operating Systems - Data analysis skills (SQL, ACL, or similar tools) - Ability to review/develop code (OO languages like Java, C#, C++) - Ability to work effectively across a large audit team, understanding the team's role in the overall strategy of the firm - Written and verbal communication skills a must; strong interpersonal skills essential. The job requires frequent interaction with technology management - Must be able to multitask while managing both time and work load - Must be highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly - Relevant Certification or industry accreditation (CISA, CISSP, etc) useful but not required - Financial Services knowledge and financial product knowledge is preferred

Bangalore

Associate - Technology Audit - Investment Banking Firm 

Associate - Technology Audit - Investment Banking Firm  ,Job Description for Associate - Technology Audit - Investment Banking Firm  in Aristo Consultants in  Bangalore for (4-6) years of experience. Apply Now!

Job Description for Associate - Technology Audit - Investment Banking Firm  in Aristo Consultants in  Bangalore for (4-6) years of experience. Apply Now!