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12/12 Sarita
Sr Recruitment Consultant at Confidential

Views:1322 Applications:37 Rec. Actions:Recruiter Actions:5

Associate - Risk & Control - SOX - Banking (5-8 yrs)

Bangalore Job Code: 774960

Associate - Risk & Control - SOX 404/SOX Testing - Banking


This is an individual contributor role and shift timings are 2pm to 11pm

The candidate's key responsibilities include but are not limited to the following:

- Support Control & Operational Risk Evaluation (CORE) which includes detailed risk and control assessments, ongoing monitoring of controls through KPI/KRIs, performing controls testing & evaluation.

- Support the Sarbanes Oxley (SOX) and CCAR CFO Attestation (CCAP) Program i.e. controls scoping & risk assessment, testing & evaluation, secondary review and reporting.

- Issue and Action Plan Management - Partnering with business to ensure timely & appropriate closure of issues/action plans (includes monitoring & independent validation of action plan closure).

- Co-ordinate access recertification (bi-monthly) for the Segregation of Duties (SOD) program (i.e. toxic combinations review).

- Support strategic initiatives and projects (e.g. controls around Models, User Tools, other automation tools and ad hoc controls initiatives sponsored by the business).

- Design / contribute and implement policies & procedures related to control initiatives.

- Support other control programs and initiatives across CTC (e.g. Governance Committees, Records Management, Inter-Affiliate Services (IAS), SOX/CCAP/QA program, Quarterly Management Representation Letter etc.)

- Ensure all control tools are maintained and updated (CORE, UWAT, EMD etc.)

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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