Associate - Investment Control - Fixed Income

The experience we are focused on for the role of Investment control is as follows:

Exp range - 3 to 6 yrs

Mumbai based candidates only

- Trade compliance analyzing daily trading activities to ensure the funds are within the pre-defined regulations.

- Bank loan or Fixed income products experience ( not bank loan operations)

PRIMARY FUNCTIONS AND ESSENTIAL RESPONSIBILITIES :

- Respond to incoming KYC requests across all of Ares- business lines, working closely with internal legal, tax and compliance teams

- Develop best practices for responding to and tracking open KYC items

- Reconcile open loan trades between internal systems and Clearpar; work with outsourced settlements team to address breaks

- Review cash breaks related to bond, equity and loan settlements; work with outsourced fund administrators to resolve and clear

- Review portfolio compliance results after overnight holdings load; work with US-based portfolio compliance team to address passive breaches

- Assist with monitoring portfolio compliance results during London trading day for all European funds

- Work closely with US-based Investment Control team on various items related to trade administration, settlements oversight, portfolio compliance and amendment/corporate action voting

- Strong knowledge of various investment types such as fixed income, bank debt, derivatives (i.e. CDS, IRS, PAS, Currency Options) and equities

- Strong written and verbal communications skills

- Proficient in Microsoft Office

- Knowledge of complex fund structures a plus