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07/09 Shailendra Saini
Principal Consultant at Talent Leads Consultants

Views:2088 Applications:90 Rec. Actions:Recruiter Actions:49

Associate Director - Regulatory Compliance - BFSI (12-16 yrs)

Bangalore/Mumbai/Noida/Pune Job Code: 612200

The primary responsibilities include:

- Leading, managing and inspiring a team of compliance professionals

- Providing professional, timely, and prompt service and responsiveness to Delivery HOD

- Guiding project managers with engagement set-up during the implementation stage, and retaining general oversight in the day-to-day functioning and management of engagements in steady state

- Being the go-to-person for redressal of any engagement, client- or personnel- related issues

- Working with senior subject matter experts on foundation level training programs for new hires, and ongoing training and upskilling of other team members

- Being responsible for the career growth, motivation and retention of team members

- Ensuring service delivery in accordance with the agreed project scope, ensuring overall client satisfaction and compliance with SLAs, and actively identifying client needs and ways to fulfill those needs

- Interpretation of regulatory rules & guidance (including any regulatory changes) and transmission of the impact to business by variety of means, e.g. in writing, presentations, workshops including liaising with regulators as & when required

- Working with the Sales team to craft solutions and proposals for new client opportunities

- Collaborating with the leadership team in overall strategy including identifying additional areas for service delivery and growth

Candidate Profile:

COMPETENCIES AND SKILLS:

- Strong Project Management skills

- Prior experience in managing and handling large compliance projects

- Team handling experience

- Prior experience with GRC platforms

- Understanding of regulatory compliance frameworks and how they impact global financial institutions

- Intimate knowledge of banking taxonomy and structure, including financial products

- Strong client and external party-facing skills: main point of contact with external representatives in connection with particular projects.

- Highly responsive to the needs of both internal as well as external clients

- Strong presentation and training skills; project-specific training is a core responsibility

- High level of analytical & logical skills

- High level of attention to detail

- Excellent communication and writing skills

- Expertise in researching laws of unfamiliar jurisdictions 


- Searching, exploring and extricating information (both online and otherwise) on unfamiliar topics specifically related to company laws, regulations and procedures of various countries

- Expertise in analyzing corporate laws and procedures and recognizing their practical/administrative aspects

- Expertise in managing and tracking huge number of deadlines across geographies and clients, prioritizing client deliverables, and pacing out activity to ensure full adherence to all deadline

- Expert knowledge of tracking tools such in MS Office

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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