25/09 Subir Mitra
Co-Founder at LeanFlo Inc.

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Associate - Compliance - Law Firm - CS (2-6 yrs)

Mumbai Job Code: 851200

JOB RESPONSIBILITIES

- Updating records of Conflict, matters, insider trading modules

- Reviewing compliance related queries for engagement letters and other related documentation

- Updating databases

- Responding to emails

- Work with senior stake-holders and understanding the firm's position on matters related to conflict issues, insider trading, regulatory risk and compliance issues

- Research on additional areas of risk/compliance requirement and come up with ideas/recommendations to the management

- Work with multiple functions to ensure proper implementation of all policies

CANDIDATE PROFILE : 

- Consulting Background (Big 4 or similar Client Servicing Firms)

- Compliance back ground preferred (CS / Inter CS)

- Experience in handling operational and legal risk and compliance frame work of professional services organisation

- Overall personality to deal with senior members to ensure compliance of all policies and laying down processes to enforce and monitor compliance

- Good communication and documentation skills to interact and present to senior management

Women-friendly workplace:

Maternity and Paternity Benefits

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