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21/01 Ami Parekh
Director at FIA Consultancy Services

Views:786 Applications:140 Rec. Actions:Recruiter Actions:42

Assistant Vice President/Vice President - Compliance - BFSI (5-12 yrs)

Mumbai Job Code: 883963

Assistant Vice President/Vice President - Compliance - BFSI

Job Description :

- A leading asset management company is looking for candidates in Compliance position. Company Secretary is a must.

- Candidates from an asset management background handling mutual fund, portfolio management service and alternative investment fund compliance is preferable.

Job Description :

- Effective handling of all compliance related activities related of Mutual Fund and ensuring all compliances under SEBI Mutual Fund Regulations.

- Managing approvals for launching of new schemes. Reviewing various advertisement materials.

- Independently handling of Anti Money Laundering Activities for Mutual Funds, Portfolio Management Services.

- Handling of all compliance related activities relating to AIF, Portfolio Management Services and advising the departments on necessary compliance requirements.

- Assisting in drafting of various policies. Preparation / Submission of various periodic reports to SEBI, AMFI and other regulatory agencies. Handling the auditors and SEBI inspection.

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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