jobseeker Logo
Now Apply on the Go!
Download iimjobs Jobseeker App and get a seamless experience for your job-hunting
21/01 Ami Parekh
Director at FIA Consultancy Services

Views:599 Applications:124 Rec. Actions:Recruiter Actions:42

Assistant Vice President/Vice President - Compliance - BFSI (5-12 yrs)

Mumbai Job Code: 883963

Assistant Vice President/Vice President - Compliance - BFSI

Job Description :

- A leading asset management company is looking for candidates in Compliance position. Company Secretary is a must.

- Candidates from an asset management background handling mutual fund, portfolio management service and alternative investment fund compliance is preferable.

Job Description :

- Effective handling of all compliance related activities related of Mutual Fund and ensuring all compliances under SEBI Mutual Fund Regulations.

- Managing approvals for launching of new schemes. Reviewing various advertisement materials.

- Independently handling of Anti Money Laundering Activities for Mutual Funds, Portfolio Management Services.

- Handling of all compliance related activities relating to AIF, Portfolio Management Services and advising the departments on necessary compliance requirements.

- Assisting in drafting of various policies. Preparation / Submission of various periodic reports to SEBI, AMFI and other regulatory agencies. Handling the auditors and SEBI inspection.

Women-friendly workplace:

Maternity and Paternity Benefits

Add a note
Something suspicious? Report this job posting.