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18/08 Gurpreet
CO FOUNDER at HY FLY CONSULTANCY

Views:222 Applications:29 Rec. Actions:Recruiter Actions:1

Assistant Vice President - Regulatory & Escalations - Broking (10-17 yrs)

Mumbai/Navi Mumbai/Thane Job Code: 1141793

Assistant Vice President-Regulatory & Escalations - Broking co payroll

Grade - AVP

Salary - max 18L

I. Responsibilities :

- Represent Bank Securities in Investor Grievance cases and arbitration

- Manage complaints from SCORES and Exchanges

- Engage with Compliance, legal and internal audit teams on regulatory matters concerning customer service

- Reporting of data for regulatory and compliance purposes

- Manage customer escalations for different segments

- Training customer service team members on regulatory changes

II. Requirements:

- Excellent understanding of regulatory framework of capital markets in India

- Strong communication skills

- Ability to work with a wide section of people

Women-friendly workplace:

Maternity and Paternity Benefits

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