Assistant Vice President - Legal & Compliance - CA/CS/LLB - Investment Bank

A leading investment bank is looking for Legal and compliance professional,

Location:Mumbai

Education: CA,CS, Lawyer

Experience: 9-15 years

- Work with Business (Investment banking business i.e. Institutional Equities, ECM and M&A), build and maintain strong connect with all stakeholders to deliver solutions that stand test of regulations (in India and outside of India)

- Front ending with Regulators and maintain excellent working relationships, handling regulatory enquiries with maturity and without/with limited supervision

- Team up with consultants and lawyers to maintain licenses, audits and set up processes that suit the law of the land. The candidate should be smart (has to) and experienced (preferred) to handle offshore legal and compliance tasks end to end.

- Handle stock broking, Investment Banking, Research Analyst and Offshore regulatory compliances including queries/inspections/audits/business queries

- Assist the HOC in policy making and providing Teach In sessions to business

- Drafting/vetting of various agreements, side letters, NDAs, engagement letters, NDAs, agreements involved in Investment banking transactions