HR at Peoplenomic Consulting Firm
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Assistant Vice President - Legal - BFS (5-15 yrs)
Investment related:
o Vetting/drafting/review of ISDA / GMRA agreements and negotiation on legal clauses with external Legal Counsel, Bank, NBFC etc;
o Drafting and vetting of Term Sheets, Side letters, risk disclosure statements etc.;
o Coordinate with business teams and support functions and follow up for information and documents in a timely and efficient manner
o Coordinate with external advocates and instruct them in a timely and efficient manner
Legal Role:
o Researching, drafting and vetting of documents
o Briefing attorneys and counsels for ongoing matters with HDFC Asset Management Company
o Drafting of various legal documents like Notices, plaints, suits, petitions, appeals, agreements and all such documents from time to time
o Follow up with lawyers in a timely and efficient manner for tasks assigned to them and report the same to Head Legal from time to time
o Study the cases and make investigations by going through court orders and other materials
o Conduct research for the legal cases assigned to them
o Research for recent cases laws, judgments, amendments in laws, rules and regulations from time to time
- Compliance Role:
o Resolving Investor Complaints
o Reviewed and updated existing compliance policy and practices.
Client Services related
- Preparing presentation and conducting Training Sessions on various Topics of law and process and topics related to customer queries, transmission process and complaints.
o Addressing to the queries relating to the transmission documentation;
o Replies to the notices / summons from judicial authorities, quasi judicial bodies and other regulatory bodies.
o Drafting of Affidavit and Indemnity in respect of transmission/ redemption etc.
o Drafting of Lien Letters, Group SIP Agreement, Escrow Agreement etc.
o Drafting of Affidavit in replies, rejoinders, Applications, before appropriate Courts/Forums.
- Products related:
o Vetting of documents pertaining to engagement of agencies for services offered and appointment of Authorised Participant etc. and negotiation on legal clauses with Client's legal team
o Drafting MOU, Terms and Conditions, Agreements and providing advice on IPR related issues pertaining to various campaigns and Initiatives.
o Revision in the Agreements and terms and conditions, Disclaimers, indemnity Clauses, Declarations due to covid-19 pandemic and changes due to regulatory requirements.
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