Desirable :
- A good OTC, Asset Servicing, FX, Listed Derivatives or Cash Securities background within the broker/dealer environment and the risks and controls surrounding this function.
- Candidates with investment banking or private banking experience not related to the afore mentioned asset classes will also be considered
- Candidates for this role should have an understanding on either of Equities, Fixed Income, Stock Loan and Prime Brokerage, FX, OTC, Money markets, Listed Derivatives settlement and Asset Servicing
- Contact point for functional managers, internal and external clients
- Handholding queries from Front Office/Middle Office/Internal-External Stakeholders
- Communication with External Clients is a fundamental part of the role
- Execute day to day processing e.g. Pre-matching, Fails, Confirmation, Break Resolution etc
- Suggest and Execute control checks on the processes and Checklist management
- Incident management - Transparency on controls/process failures/remediation.
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