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22/05 HR
HR at Haachi Business Solutions

Views:524 Applications:134 Rec. Actions:Recruiter Actions:13

Assistant Vice President - Compliance & Legal - BFS (10-20 yrs)

Mumbai Job Code: 928321

Job Description :


- Handling Exchange, DP, SEBI and all other regulatory Compliance matters for broking company, DP, Investment Advisory, PMS etc.

- Handling Client Complaints, litigations, Arbitration and Court cases on behalf of Company

- To ensure compliance with various external and internal Rules, Regulations, Policies and Procedures

- Coordination of inspection and audit of Regulatory authorities

- Coordination with Internal Auditors

- Supervision of Surveillance and PMLA Activities

Chartered Accountant/MBA Finance/Company Secretary/ Law Degree

Women-friendly workplace:

Maternity and Paternity Benefits

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