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Associate Consultant

Job Title: Assistant Vice President - Compliance Department: Compliance Location: GIFT City, Gandhi Nagar Reporting Authority: Senior Vice President-1 Responsibilities: - Handling Compliance aspects related to GIFT City branch. - Analyzing impact of Acts/Rules/Regulations/Guidelines/Circulars and appraising the Senior Management about the Compliance Risks emanating from the regulations. - Supervising dissemination of actionables emanating from new regulations and ensuring implementation by the respective Business units of the Bank. - Partnering with Business Departments on various aspects of Regulations applicable to their Business and providing them solutions on matters referred by them in new and existing products and processes. - Approval of any new/review of existing Policy/ Internal circulars/processes after ensuring all regulatory/internal guidelines have been complied. - Review of major business proposals, credit proposals etc and providing inputs from regulatory compliance perspective. - Compliance testing as per compliance monitoring plan, submission of the report to HO and tracking closure of observations. - Meeting and communicating with the regulators for clarification on regulations and approvals for products/services. - Submission of speaking points/Action taken report etc. for various committees like Audit Committee of Board /MD Dashboard etc. - Handling of Compliance related queries and approvals. - Providing relevant inputs for preparation of presentations /Dashboards. - Monitoring and tracking of closure of regulatory observations emanating from IAD, Compliance Testing and Regulatory Inspection reports. - Approval and testing of new/change product and process notes in line with relevant applicable regulations /internal policies and giving sign off to PMC/CMC notes. Competencies Required: - Understanding of IFSCA and RBI regulations and guidelines. - Good Interpersonal and communication skills. - Excellent spoken & written (Drafting) English skills. - Proficiency & command in Excel, Word & PPT etc. Academic Qualifications: - CA/ MBA/ Professional qualification. Experience: - 8-10 years of experience in banking.

Gandhinagar

Gujarat

Assistant Vice President - Compliance - Banking 

Job Description for Assistant Vice President - Compliance - Banking  in Kairos Consulting in  Gandhinagar Gujarat for (8-12) years of experience. Apply Now!