Assistant Vice President - Client Onboarding - Investment Bank

AVP - Client onboarding - Mumbai

Job Opportunity with Investment Bank

Location - Mumbai

Position - Assistant Vice President

Need - 9- 12 yrs experience

Roles & Responsibilities :

- Team is responsible for onboarding new clients in Firm for multiple products.

- Responsible to raise requests and monitor new trading / subaccount requests for new / existing clients for the products that are traded out of different Entities.

- Act as One point contact for the clients and Sales while Onboarding - Adherence to Control protocols and communicating it in right way to Sales/ traders will be crucial

- Coordinate with due diligence and gather client documentation to satisfy the firm's KYC and AML obligations.

- Interact with all areas of the firm including Legal, Credit, Compliance, Tax, Operations, Sales and trading for relevant approvals, documents etc. to ensure smooth set up

- Responsible for front to back On-boarding of new clients and ensuring a delightful client experience adhering to client confidentiality policies.

- Prepare pipeline Reporting and various monitoring reports to ensure completeness and proactive follow up for pending/aged requests

- Drive automation projects and work on efficiencies leveraging new tools or technology.

- Good experience & knowledge of technical skills like python, PowerBI, SQL.