Assistant Manager - Trade Monitoring/Surveillance - Investment Bank

Opportunity for Trade Monitoring and Surveillance - Assistant Manager with one of the leading investment bank in the world

Location - Mumbai

Experience - 4 to 8 years

Role & Responsibilities:

- Monitor the risk across markets by price/volume movement in the securities where

- Nomura / Nomura's client has participated using surveillance application like SMARTS to safeguard the firm against any reputational and/or financial risk.

- Should have an understanding of various financial products like Equities, Equity Derivatives, FX, Fixed Income and Forex

- Ensure that surveillance reviews are being performed properly from a qualitative and timeliness perspective.

- Review of surveillance exceptions with Regions, business personnel and middle office.

- Participate in periodic risk assessments. Identifying gaps within the process and implementing appropriate controls

- Independently lead and drive projects from a surveillance perspective

- Prepare MI reporting and ensure accurate & timely reporting to all stake holders

- Identify, facilitate and implement process improvement ideas to improve efficiency