Assistant Manager - Surveillance Analyst - Market Risk & Control - Investment Bank

Salary offered: 9 - 11 LPA

We have an urgent position for Surveillance Analyst (Assistant Manager) with a leading UK based investment bank, Mumbai

Markets Risk and Control, as part of the Front Office, partners with Trading, Distribution and other key stakeholders across the three lines of defense to design, develop, implement and maintain an efficient and effective control environment across our Markets business

The overall purpose of role :

Responsibilities include but are not limited to :

- Responsible for pre processing/screening trade surveillance items for false positives

- Responsible for processing file feeds to/from our various technology environments

- Responsible for enhancing and maintaining the current application

- Interact with team leads to identify and discuss process improvements to the various surveillance systems

- Timely escalation of pending items and arising issues to the regional team leads

- Generation of daily, weekly, and monthly MIS reports and presentation packs

- Work on on-going projects in the team to enhance the systems

- Administration of data, process flows, and documentation

- Production of statistical assessments

Key Accountabilities

Candidate will be required to :

- Work queues in various MRC surveillance systems for pre-processing

- Run file processing for various MRC surveillance environments

- Work on MIS reports for Markets Risk and Control team

- Work on developing tools to assist Market Supervision team in their day to day deliverables.

- Prepare detailed procedure documents of processes to perform the tasks independently

- Prepare processes so that in absenteeism BAU does not get impacted

- Work on ad-hoc requests from different stakeholders in MRC

- Responsible for creating efficiencies in existing processes

- Work closely with stakeholders in New York, London, and Asia

Stakeholder Management and Leadership :

Candidate will interact with counterparts within MRC team globally. Candidate will have to work with New York and London MRC team to understand the requirements of work assigned and deliver the same within agreed timelines.

Decision-making and Problem Solving :

- Strong analytical skills - The candidate will have to work with regional teams to understand the requirements. The candidate will have to come up with solutions to implement those requirements and will have to discuss any new changes with the teams in New York and London.

- The candidate will have to work on their own to come up with solutions for the projects assigned.

Risk and Control Objective [This section is mandatory for all role profiles and must not be deleted]

All Barclays colleagues have to ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise-Wide Risk Management Framework and internal Barclays Policies and Policy Standards

Person Specification

- Exceptional organizational skills and a high degree of attention to detail

- Excellent communication skills

- Excellent in Powerpoint presentations and advance Microsoft Excel

- Excellent Analytical Skills

- Solid technology background

- Aptitude for self-learning

- Solid understanding of applicable rules and regulations within Financial Services

- Excellent understanding of the financial products across business (Equities, Fixed Income, Derivatives)

- Ambitious and Proactive in nature. Should be able to take quick decisions

- Should be an Excellent Team player

Interested candidates can apply.

Vandana Tomer
Elements Manpower Solutions