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26/10 Senthil Kumar
Founder at Wellspring Consultancy

Views:215 Applications:38 Rec. Actions:Recruiter Actions:29

Assistant Manager/Manager - SOX Compliance - Financial Services (5-10 yrs)

Hyderabad/Bangalore/Chennai Job Code: 996586

We are hiring Assistant Manager/Manager - SOX Compliance and Implementation for our Financial Services client. Preferred who can join with short notice.

Job locations: Hyderabad/Bangalore/Chennai


- Drive and oversee implementation of the SOX applications onboarding project to ensure defined goals and objectives are met within stipulated timelines.

- Manage project plans, charters, deliverables, scope & timelines for project delivery.

- Maintain the SOX repository (e.g., SharePoint) of documentation, testing evidence and internal policies.

- Document clearly defined roles & responsibilities for the SOX Applications Onboarding project to ensure smooth execution.

- Documentation of ways of working and SOPs for various roles in the SOX Onboarding.

- Coordinate and lead all aspects of SOX Compliance efforts, globally. Define management scope.

- Coordinate testing, provide control guidance for remediation efforts and evaluate deficiencies.

- Manages SOX execution, in coordination with the Internal Audit team, to support all SOX testing and evaluation.

- Maintain the SOX Risk and Control Matrix; manage change policy - coordinate and collaborate with business process owners, the Internal Audit team, and external auditor.

- Serve as a single point of contact with the external auditors to coordinate process review, SOX testing and follow-up on inquiries.

- Provide summary status reporting to business units, as needed.

- Provide subject matter expertise on the design and implementation of controls.

- Plan and execute SOX company-wide communications and develop training sessions, as deemed appropriate.

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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