30/12 Sejal
Director at Arin Consultancy Pvt. Ltd.

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Assistant Manager/Manager - Risk & Compliance - Mutual Funds/Asset Management Firm (3-5 yrs)

Mumbai Job Code: 877476

Profile: Asst. Manager / Manager - Risk

Location: Mumbai

Job Profile

The person will be responsible to -

- Ensure smooth functioning of the investment limit monitoring module in the front office system

- Review and test the investment rules set in the front office system periodically

- Monitor investment limits and submit periodic reports to the Compliance / Investment Committee and Boards of the AMC & Trustee Company

- Monitor and analyze portfolios for stress testing as mandated by SEBI / internal policies

- Analyze investment risks associated with the various schemes of Baroda Mutual Fund and present the analysis along with performance risk analysis, risk ratios, etc. to the Investment Committee, Risk & Compliance Committee and Boards of the AMC and Trustee Company

- Monitor and ensure front office compliances such as confirmation of deals over recorded lines, prohibition on use of cell phones in dealing room, etc.

- Ensure and monitor compliance with the risk management system mandated by SEBI.

- Co-ordinate with internal/statutory auditors and ensure timely completion of risk audits.

- Ensure effective implementation of various risk-related internal as well as regulatory policies adopted by the AMC.

Liases with :

- Internal customers ( Operations, Fund Management, Marketing and Compliance)

Candidate Profile :

We are looking for candidates :

- With 3-4years experience in risk/investment compliance functions

- Have completed CA / CS.

- Are familiar with current risk management practices applicable to AMCs and MF compliances.

- Has excellent communication and drafting, interpersonal and persuasive skills and sound knowledge of numbers and technology.

- Is a team player and a self-motivated person who is ready to take on additional responsibilities when called upon.

Women-friendly workplace:

Maternity and Paternity Benefits

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