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Assistant Manager - Inspection - CA - Stock Exchange (1-4 yrs)
Qualification : CA/any other
Experience : 1-3 Yrs
Salary range : 7-9 lacs p.a
Purpose of the role:
To ensure that trading members/ stock brokers adhere to the regulatory norms by conducting onsite inspection, verification of member submission of required documents and audit reports and follows up with members for the same. To initiate action by facilitating the Relevant Authority of the Exchange for deciding disciplinary actions.
Key Responsibilities:
1. Quarterly selection of members for inspection visits
2. Inspection & Audit
3. Internal audit
4. SEBI rules & Regulations
5. Knowledge of capital market must
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