Assistant Manager - Compliance - Financial Firm

Our client is a leading Financial Services firm based in Mumbai

Job Role : Assistant Manager - Compliance

Job Location :- Mumbai

Job Responsibilities :-

- Day to Day Process Compliance Matters in relation to NHB Compliance's

- Handling Regulatory / Business/ Operational Compliance pertaining to business activity

- Coordinate with Branches for Branch Compliance's, comments/ responses for NHB Observations & Internal Audit Reports.

- Custodian of Company's policies

- Ensuring Compliance of AML & KYC Guidelines

- Liaison with the Regulators

- Implementation of various Compliance Processes & Risk Management Systems

- Looking after the regulatory affairs of lending activities

Desired Candidate Profile :

- Strong compliance background and knowledge of compliance

- Strong understanding of business market risk and compliance

- High on integrity

- Self-starter needing minimum supervisory control

- Effective communication and interpersonal skills

- Ability to work in a team

- Ability to multi-task and take up additional responsibility

Team Edventus