Assistant Company Secretary - RBI Compliances - NBFC

Position: Asst. Company Secretary (RBI Compliances) (Leading NBFC)

Role:

- To monitor and ensure compliances under RBI guidelines, circulars, notifications, master directions applicable to Middle Layer NBFC.

- To submit periodic returns, documents and certificates with RBI, both physical & online portal of RBI

- To collate data, coordinate with other departments and liase with RBI officials for RBI inspection

- To draft various Policies under RBI guidelines

- To study amendments in RBI guidelines, circulars, notifications, master directions on regular basis and advise management on the same

- To monitor the constitution of various Committees of the Company as required under Companies Act, 2013, RBI guidelines and other regulatory guidelines

- To monitor and review entries in Compliance software

- To ensure statutory compliance under Companies Act, 2013

- To prepare notice, agenda papers for board meetings, committee meetings and general meetings and follow up on action points

- To draft minutes of the board, committee and general meetings.

- Preparation of Boards' Report and Annual Report.

- Compliances relating to Issue of Shares via Right Issue, Private Placement & ESOP.

- Compliances for Alteration of Memorandum and Articles of Association.

- To file various e-forms with MCA and other authorities as and when required.

- To maintain statutory registers as per regulatory requirements.

- To obtain due diligence report, search report and other documents/certificates prepared and certified as per the requirements of Banks/ Financial Institutions

Requirements:

- Experience: Minimum 8 to 10 years of experience in RBI Compliance in any NBFC/BFSI background.

Qualification: CS (ICSI)

Location: Mumbai - Parel

This position is for a Client of Vertex Corporate Services which is a Leading NBFC