Infoedge - Analyst - ISG Trade Surveillance (1-5 yrs)
Morgan Stanley Hiring - Analyst- ISG Trade Surveillance
Company- Morgan Stanley
Job Description:
The Control Group Surveillance Associate/Manager will have several areas of responsibility including, but not limited to the following:
- Review and analyze surveillance reports/ alerts
- Escalate unresolved issues or potential violations of the Morgan Stanley's policies or external rules and regulations to his/her Manager, Coverage Compliance and Senior Management of the Business Unit
- Participate in defining and documenting the operating procedures for processing Monitoring reports
- Create Management Information Reports on a periodic basis
- Work with IT and / or vendors in enhancing/ developing new tools
Experience:
- 1-5 years of relevant working experience in the financial services industry in Compliance or internal audit or with a securities exchange or securities regulator;
- Preference will be given to candidates with relevant experience in Trade Surveillance/ Control Group
Knowledge:
- Possess excellent knowledge of financial instruments and markets
- Basic understanding and knowledge of trading mechanisms across different financial instruments/ markets
- Should possess knowledge of trade booking and settlements
Skills and Qualities:
- Industry qualifications i.e. Post Graduate / MBA in Finance
- Will be required to maintain strict confidentiality of firm information
- Knowledge of global markets / market regulations
- Understanding the implications of risk involved
- Excellent verbal and written English communication skills - ability to effectively correspond with various groups and senior professionals over email and the telephone
- Strong Analytical Skills and attention to detail
- Experience interpreting laws or regulations
- Must be able to maintain a high level of organization under pressure
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